Thurman C. Renner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thurman Charles Renner JR was a registered financial professional .
Thurman is a previously registered financial professional and started their career in finance in 1998. Thurman had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2012 - August 1, 2025
PURSHE KAPLAN STERLING INVESTMENTS
June 18, 2008 - September 28, 2012
COMMONWEALTH FINANCIAL NETWORK
May 1, 2007 - October 5, 2007
TRUIST INVESTMENT SERVICES, INC.
May 26, 2000 - December 18, 2000
TRUIST INVESTMENT SERVICES, INC.
October 30, 1998 - May 26, 2000
CRESTAR SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
