Stephanie N. Schenking
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Nichole Schenking, who also goes by Stephanie Nichole Koenig, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1998. Stephanie had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - August 15, 2016
ROSS, SINCLAIRE & ASSOCIATES, LLC
April 1, 2014 - December 31, 2015
WESTERN INTERNATIONAL SECURITIES, INC.
January 3, 2013 - March 21, 2014
ACCESS FINANCIAL GROUP, INC.
February 23, 2011 - August 4, 2011
HORACE MANN INVESTORS, INC.
December 7, 1998 - February 10, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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