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ER

Elvis A. Rodriguez

SKY ALPHA ASSET ADVISORS
Boca Raton, FL 33433
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CRD#: 3129852
ER

Professional summary


Elvis Amable Rodriguez, ChFC® is a registered financial advisor currently at SKY ALPHA ASSET ADVISORS located in Boca Raton, Florida.

Elvis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Elvis has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SANDRYEL FINANCIAL HOLDINGS, PRESIDENT, DAVIE, FL, START 1/2007, TOTAL HRS MO. 0, DUTIES: STRICTLY FOR TAX PURPOSES. 2) ELVIS RODRIGUEZ INSURANCE: INSURANCE AGENT, FIXED INSURANCE BUSINESS, 4/2017.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Elvis Amable Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Experience


Current

June 13, 2023 - Present

SKY ALPHA ASSET ADVISORS

Office #1: 7284 W Palmetto Pk Rd Suite 108, Boca Raton, FL 33433
RIA
CRD#: 295839
Boca Raton, FL
Past

January 2, 2015 - June 28, 2023

NFSG CORPORATION

RIA
CRD#: 130814
DAVIE, FL
Past

December 19, 2014 - June 28, 2023

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

June 12, 2013 - January 15, 2015

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 144426
ORLANDO, FL
Past

March 21, 2013 - July 2, 2013

CBG WEALTH MANAGEMENT

RIA
CRD#: 162603
BOCA RATON, FL
Past

September 18, 2009 - January 13, 2015

IAA FINANCIAL LLC

BD
CRD#: 6578
Boca Raton, FL
Past

February 4, 2004 - October 2, 2009

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
BOCA RATON, FL
Past

November 2, 1998 - January 8, 2004

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SKY ALPHA ASSET ADVISORS
LIMELIGHT CAPITAL MANAGEMENT LLC | SKY ALPHA ASSET ADVISORS LLC | SKY ALPHA ASSET ADVISORS

CRD#: 295839 / SEC#: 801-113000

RIA
Registered Investment Advisory firm - (5/3/2018 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/25/2023)
IAR
Texas
(6/13/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/27/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


SA
SKY ALPHA ASSET ADVISORS
LIMELIGHT CAPITAL MANAGEMENT LLC | SKY ALPHA ASSET ADVISORS LLC | SKY ALPHA ASSET ADVISORS

CRD#: 295839 / SEC#: 801-113000

RIA
Registered Investment Advisory firm - (5/3/2018 Approved)
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Contact information


Main Address
7284 W Palmetto Pk Rd Suite 108, Boca Raton, FL 33433
Mailing Address
Phone number
(561) 410-7790
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SKY ALPHA ASSET ADVISORS ADV BROCHURE PART 2A (3/6/2025)

Regulatory assets under management


Total Number of Accounts302
AUM (Assets Under Management)$ 208,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SKY ALPHA ASSET ADVISORS

CRD#: 295839Boca Raton, FL 33433

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