Elvis A. Rodriguez

SKY ALPHA ASSET ADVISORS

Boca Raton, FL 33433

Some features on this profile are disabled

CRD#: 3129852

Professional summary

Elvis Amable Rodriguez, ChFC® is a registered financial advisor currently at SKY ALPHA ASSET ADVISORS located in Boca Raton, Florida.

Elvis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Elvis has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SANDRYEL FINANCIAL HOLDINGS, PRESIDENT, DAVIE, FL, START 1/2007, TOTAL HRS MO. 0, DUTIES: STRICTLY FOR TAX PURPOSES. 2) ELVIS RODRIGUEZ INSURANCE: INSURANCE AGENT, FIXED INSURANCE BUSINESS, 4/2017.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elvis Amable Rodriguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 13, 2023 - Present

SKY ALPHA ASSET ADVISORS

Office #1: 7284 W Palmetto Pk Rd Suite 108, Boca Raton, FL 33433

RIA

CRD#: 295839

Boca Raton, FL

Past

January 2, 2015 - June 28, 2023

NFSG CORPORATION

RIA

CRD#: 130814

DAVIE, FL

Past

December 19, 2014 - June 28, 2023

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

June 12, 2013 - January 15, 2015

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

ORLANDO, FL

Past

March 21, 2013 - July 2, 2013

CBG WEALTH MANAGEMENT

RIA

CRD#: 162603

BOCA RATON, FL

Past

September 18, 2009 - January 13, 2015

IAA FINANCIAL LLC

CRD#: 6578

Boca Raton, FL

Past

February 4, 2004 - October 2, 2009

GUNNALLEN FINANCIAL, INC

CRD#: 17609

BOCA RATON, FL

Past

November 2, 1998 - January 8, 2004

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SKY ALPHA ASSET ADVISORS

LIMELIGHT CAPITAL MANAGEMENT LLC | SKY ALPHA ASSET ADVISORS LLC | SKY ALPHA ASSET ADVISORS

CRD#: 295839 / SEC#: 801-113000

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/25/2023)

IAR

Texas
(6/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/21/2012

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/2003

General Securities Principal Examination

Current Firm

SKY ALPHA ASSET ADVISORS

LIMELIGHT CAPITAL MANAGEMENT LLC | SKY ALPHA ASSET ADVISORS LLC | SKY ALPHA ASSET ADVISORS

CRD#: 295839 / SEC#: 801-113000

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7284 W Palmetto Pk Rd Suite 108, Boca Raton, FL 33433

Mailing Address

Phone number

(561) 410-7790

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SKY ALPHA ASSET ADVISORS ADV BROCHURE PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 208,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Elvis A. Rodriguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elvis Amable Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

CBG WEALTH MANAGEMENT

IAA FINANCIAL LLC

GUNNALLEN FINANCIAL, INC

CONTINENTAL BROKER-DEALER CORP.

Primary Firm SEC Registration

SKY ALPHA ASSET ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2012

Series 63

Date: 10/19/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/7/1998

Series 4

Date: 12/21/2012

Series 24

Date: 8/8/2003

Current Firm

SKY ALPHA ASSET ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKY ALPHA ASSET ADVISORS

TRUST BUT VERIFY

Similar Advisors