RR
Robert A. Rowe
TRUIST ADVISORY SERVICES
DESERT HOT SPRINGS, CA
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CRD#: 3129820
RR
Professional summary
Robert Anthony Rowe, who also goes by Robert A Rowe, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Desert Hot Springs, California and TRUIST INVESTMENT SERVICES, INC. located in Columbia, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert A Rowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CITY OF DESERT HOT SPRINGS, CA - PLANNING COMMISSION POSITION: Planning Commissioner NATURE: Planning Commission for the City of Desert Hot Springs, CA. This position requires approximately 4 - 5 hours each month. There is one meeting each month on the 2nd Tuesday at 6:00 pm. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: Desert Hot Springs CA, United States DESCRIPTION: The functions of the planning commission are to review and act on matters related to planning and development. One of five planning commissioners. We review requests for business licenses, residential and business developments and review design plans for new developments. We vote to approve or deny the requests.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Anthony Rowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
DESERT HOT SPRINGS, CA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 10500 Little Patuxent Pkwy Ste 450, Columbia, MD 21044BD
CRD#: 17499
COLUMBIA, MD
Past
September 30, 2015 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
May 15, 2015 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
September 17, 2012 - May 21, 2015
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ALEXANDRIA, VA
Past
July 20, 2011 - September 13, 2012
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WASHINGTON, DC
Past
September 15, 2009 - May 10, 2010
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
HILLSBORO, OR
Past
October 26, 1998 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/7/2021)
RR
Alaska(4/7/2021)
RR
Arizona(2/17/2021)
RR
Arkansas(4/7/2021)
RR
California(2/17/2021)
IAR
California(7/28/2021)
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Colorado(2/17/2021)
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Connecticut(4/7/2021)
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Delaware(2/17/2021)
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District of Columbia(2/17/2021)
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Florida(2/17/2021)
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Georgia(2/17/2021)
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Hawaii(4/7/2021)
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Idaho(2/17/2021)
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Illinois(4/7/2021)
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Indiana(4/7/2021)
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Iowa(4/7/2021)
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Kansas(4/7/2021)
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Kentucky(4/7/2021)
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Louisiana(4/7/2021)
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Maine(4/7/2021)
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Maryland(2/17/2021)
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Massachusetts(2/17/2021)
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Michigan(4/7/2021)
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Minnesota(4/7/2021)
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Mississippi(2/17/2021)
RR
Missouri(4/7/2021)
RR
Montana(4/7/2021)
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Nebraska(4/7/2021)
RR
Nevada(4/7/2021)
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New Hampshire(2/17/2021)
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New Jersey(4/7/2021)
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New Mexico(4/7/2021)
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New York(2/17/2021)
RR
North Carolina(2/17/2021)
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North Dakota(4/7/2021)
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Ohio(4/8/2021)
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Oklahoma(4/7/2021)
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Oregon(2/17/2021)
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Pennsylvania(2/17/2021)
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Puerto Rico(4/7/2021)
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Rhode Island(2/17/2021)
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South Carolina(2/17/2021)
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South Dakota(4/7/2021)
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Tennessee(2/17/2021)
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Texas(2/17/2021)
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Utah(4/7/2021)
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Vermont(4/7/2021)
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Virgin Islands(4/7/2021)
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Virginia(2/17/2021)
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Washington(4/7/2021)
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West Virginia(2/17/2021)
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Wisconsin(4/7/2021)
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Wyoming(4/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
