Ryan T. Luna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Thomas Luna, CIMA® was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1998. Ryan had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2021 - July 13, 2023
WEALTHJAR INVESTMENT ADVISORY, LLC
April 12, 2021 - July 13, 2023
THE RICE PARTNERSHIP, LLC
November 2, 2018 - December 18, 2020
OSAIC WEALTH, INC.
April 20, 2018 - December 16, 2020
SEIA
February 23, 2018 - November 2, 2018
SIGNATOR INVESTORS, INC.
December 3, 1998 - July 6, 2000
WELLS FARGO SECURITIES INC.
Primary Firm SEC Registration
WEALTHJAR INVESTMENT ADVISORY, LLC
CRD#: 288484 / SEC#: 801-110823
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/19/2024
General Securities Representative ExaminationCurrent Firm
WEALTHJAR INVESTMENT ADVISORY, LLC
CRD#: 288484 / SEC#: 801-110823
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 5,334,279 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
