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EZ

Edward J. Zeches

ZECHES WEALTH MANAGEMENT
TUCSON, AZ 85712
Some features on this profile are disabled
CRD#: 3129657
EZ

Professional summary


Edward John Zeches JR, who also goes by Edward Louis Papenfus, Edward John Jr Zeches, is a registered financial advisor currently at ZECHES WEALTH MANAGEMENT located in Tucson, Arizona and LPL FINANCIAL LLC located in Tucson, Arizona.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Edward has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edward Louis Papenfus | Edward John Jr Zeches

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward John Zeches JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 10, 2014 - Present

ZECHES WEALTH MANAGEMENT

Office #1: 2850 North Swan Road, Tucson, AZ 85712
RIA
CRD#: 170279
TUCSON, AZ
Current

August 10, 2000 - Present

LPL FINANCIAL LLC

Office #1: 2850 North Swan Rd., Ste #100, Tucson, AZ 85712-6302Office #2: 4647 N. 32nd Street, Suite 110, Phoenix, AZ 85018
RIA
BD
CRD#: 6413
Tucson, AZ
Past

August 31, 2000 - October 29, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

November 3, 1998 - August 16, 2000

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/10/2000)
IAR
Arizona
(3/10/2014)
RR
Illinois
(2/5/2008)
RR
Indiana
(5/2/2005)
IAR
Texas
(11/13/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/6/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ZW
ZECHES WEALTH MANAGEMENT
ZECHES WEALTH MANAGEMENT | ZECHES WEALTH MANAGEMENT GROUP, LLC

CRD#: 170279 / SEC#:

Arizona
Registered Investment Advisory firm - (3/10/2014 Approved)
Texas
Registered Investment Advisory firm - (11/13/2015 Conditional Restricted)
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Contact information


Main Address
2850 North Swan Road Suite 100, Tucson, AZ 85712
Mailing Address
Phone number
(520) 326-6923
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts196
AUM (Assets Under Management)$ 96,318,913

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZECHES WEALTH MANAGEMENT

CRD#: 170279Tucson, AZ 85712

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