EZ
Edward J. Zeches
ZECHES WEALTH MANAGEMENT
TUCSON, AZ 85712
Some features on this profile are disabled
CRD#: 3129657
EZ
Professional summary
Edward John Zeches JR, who also goes by Edward Louis Papenfus, Edward John Jr Zeches, is a registered financial advisor currently at ZECHES WEALTH MANAGEMENT located in Tucson, Arizona and LPL FINANCIAL LLC located in Tucson, Arizona.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Edward has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Louis Papenfus | Edward John Jr Zeches
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2/1/2005 - DBA WITH TAX OBA - ZECHES FINANCIAL SERVICES, PROFESSIONAL CORPORATION - CERTIFIED PUBLIC ACCOUNTANT (CPA), TAX PREPARATION SERVICES. - RELATED DBA: ZECHES FINANCIAL SERVICES, PC - TUCSON, AZ.
(2) 5/21/2014 - Zeches Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 05/20/2014 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Zeches Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 05/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(3) 07/21/2014: ZECHES WEALTH MANAGEMENT - INV REL - 2850 N. SWAN ROAD, SUITE 100, TUCSON, AZ 85712 & PHOENIX: 4647 N. 32ND STREET, SUITE 110, PHOENIX, AZ 85018 - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) ZECHES WEALTH MANAGEMENT - START 05/20/2014 - 160 HR/MO ALL DURING SECS TRDG HRS - PROVIDE FINANCIAL PLANS AND ADVICE FOR HOURLY AND/OR FIXED FEES DEPENDING ON THE CIRCUMSTANCE
(4) 2/15/2018 - LTCI Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/07/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Long Term Care Insurance.
(5) 5/12/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Started 04/22/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Notary in the State of Arizona. Notary services are only for existing clients.
CRS (Client Relationship Summary) - RIA
Click below to view Edward John Zeches JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2014 - Present
ZECHES WEALTH MANAGEMENT
Office #1: 2850 North Swan Road, Tucson, AZ 85712RIA
CRD#: 170279
TUCSON, AZ
Current
August 10, 2000 - Present
LPL FINANCIAL LLC
Office #1: 2850 North Swan Rd., Ste #100, Tucson, AZ 85712-6302Office #2: 4647 N. 32nd Street, Suite 110, Phoenix, AZ 85018RIA
BD
CRD#: 6413
Tucson, AZ
Past
August 31, 2000 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
November 3, 1998 - August 16, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2000)
IAR
Arizona(3/10/2014)
RR
Illinois(2/5/2008)
RR
Indiana(5/2/2005)
IAR
Texas(11/13/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ZW
ZECHES WEALTH MANAGEMENT
ZECHES WEALTH MANAGEMENT | ZECHES WEALTH MANAGEMENT GROUP, LLC
CRD#: 170279 / SEC#:
Arizona
Registered Investment Advisory firm - (3/10/2014 Approved)Texas
Registered Investment Advisory firm - (11/13/2015 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 North Swan Road Suite 100, Tucson, AZ 85712
Mailing Address
Phone number
(520) 326-6923
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 96,318,913 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
