Shirla J. Demore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirla Jo Demore, who also goes by Bitsy Demore, was a registered financial professional .
Shirla is a previously registered financial professional and started their career in finance in 1999. Shirla had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2018 - September 20, 2018
NEXT FINANCIAL GROUP, INC.
May 2, 2011 - May 11, 2018
AMERITAS INVESTMENT COMPANY, LLC
April 2, 2008 - May 4, 2011
EQUITABLE ADVISORS, LLC
July 10, 2003 - April 2, 2008
WOODBURY FINANCIAL SERVICES, INC.
October 29, 2002 - May 28, 2003
USA FINANCIAL SECURITIES LLC
December 22, 2000 - June 26, 2002
BAIRD MANAGEMENT CORPORATION
January 25, 1999 - January 12, 2001
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
