Stephen V. Swenson
Professional summary
Stephen Victor Swenson, who also goes by Stein VIctor Swenson, is a registered financial advisor currently at WYCHICK INVESTMENT ADVISORS, INC. located in Bend, Oregon.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Victor Swenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2006 - Present
WYCHICK INVESTMENT ADVISORS, INC.
November 29, 2002 - June 14, 2006
D.A. DAVIDSON & CO.
November 29, 2002 - June 14, 2006
D.A. DAVIDSON & CO.
October 29, 1998 - December 16, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/14/2006)
Exams
Current Firm
WYCHICK INVESTMENT ADVISORS, INC.
CRD#: 137957 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 29,110,000 |
Red Flags
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