Jacqueline M. Ciavarella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Marie Ciavarella, who also goes by Jacci Ciavarella, Jacqueline M Ciavarella, Jacqueline Marie Ciavarella Ms., Jacqueline M Luther, Jacqueline Marie Luther, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1998. Jacqueline had worked at 11 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2020 - September 22, 2023
CETERA INVESTMENT ADVISERS LLC
October 28, 2020 - September 22, 2023
CETERA INVESTMENT SERVICES LLC
October 19, 2012 - July 15, 2019
THE HUNTINGTON INVESTMENT COMPANY
June 29, 2010 - December 15, 2011
FORESTERS EQUITY SERVICES, INC.
April 1, 2010 - June 14, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 5, 2010 - June 14, 2010
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
February 9, 2009 - September 15, 2009
VALIC FINANCIAL ADVISORS, INC.
September 27, 2007 - January 9, 2009
ALLSTATE FINANCIAL SERVICES, LLC
July 16, 2007 - September 17, 2007
1717 CAPITAL MANAGEMENT COMPANY
July 21, 2005 - February 21, 2007
KESTRA INVESTMENT SERVICES, LLC
July 15, 2002 - June 27, 2005
FORESTERS EQUITY SERVICES, INC.
November 11, 1998 - August 5, 2002
METROPOLITAN LIFE INSURANCE COMPANY
November 11, 1998 - August 5, 2002
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
