Jonathan D. Zucker
Professional summary
Jonathan David Zucker, who also goes by Jonathan Zucker, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1998. Jonathan has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan David Zucker's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2014 - Present
INTREPID INVESTMENT BANKERS LLC
Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025April 1, 2014 - May 6, 2014
BROOKS, HOUGHTON SECURITIES, INC.
February 7, 2013 - March 4, 2014
BROOKS, HOUGHTON SECURITIES, INC.
October 5, 2012 - January 31, 2013
GROWTH CAPITAL SERVICES, INC.
March 2, 2010 - November 4, 2010
B. RILEY SECURITIES, INC.
October 21, 1998 - July 18, 2003
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2014)
(4/15/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/8/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
INTREPID INVESTMENT BANKERS LLC
CRD#: 154801 / SEC#: , 8-68674
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUFG AMERICAS HOLDINGS CORPORATION | DIRECT OWNER | |
| BAGDASARIAN, EDUARD | CEO | 1307175 |
| FREEDMAN, JAMES BARRY | MANAGING DIRECTOR, CHAIRMAN | 1616904 |
| MILKMAN, PAUL DAVID | CHIEF INFORMATION SECURITY OFFICER | 1564708 |
| MORIN, STACEY LYNN | CHIEF FINANCIAL OFFICER | 5649422 |
| ROSENBERG, W MICHAEL | SENIOR MANAGING DIRECTOR | 1617639 |
| SCANDURA, STEPHEN THOMAS | CHIEF COMPLIANCE OFFICER | 4539229 |
Red Flags
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