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MM

Matthew M. Mckenzie

VALMARK SECURITIES
NEW YORK, NY 10120
Some features on this profile are disabled
CRD#: 3129463
MM

Professional summary


Matthew Mark Mckenzie, who also goes by Matt Mckenzie, is a registered financial professional currently at VALMARK SECURITIES, INC. located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matt Mckenzie

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Mark Mckenzie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 20, 2008 - Present

VALMARK SECURITIES, INC.

Office #1: 112 W. 34th Street Suite 1700, New York, NY 10120Office #2: 180 Canal Street Suite 601, Boston, MA 02114Office #3: 171 Monroe Ave Nw Suite 800, Grand Rapids, MI 49503Office #4: 120 N. El Camino Real, San Mateo, CA 94401
BD
CRD#: 31243
NEW YORK, NY
Past

December 11, 2004 - April 4, 2008

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
NEW YORK CITY, NY
Past

September 24, 2004 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA
Past

July 28, 1999 - January 3, 2005

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/12/2023)
RR
California
(6/20/2008)
RR
Connecticut
(7/20/2021)
RR
Florida
(2/4/2014)
RR
Illinois
(5/25/2012)
RR
Kansas
(4/27/2018)
RR
Maryland
(1/8/2025)
RR
Massachusetts
(6/20/2008)
RR
Michigan
(8/28/2014)
RR
Nevada
(9/21/2023)
RR
New Hampshire
(1/8/2025)
RR
New Jersey
(4/18/2022)
RR
New York
(6/20/2008)
RR
North Carolina
(1/8/2025)
RR
Rhode Island
(9/18/2023)
RR
South Carolina
(4/25/2024)
RR
Tennessee
(4/10/2019)
RR
Texas
(2/23/2021)
RR
Virginia
(9/10/2024)
RR
Wyoming
(2/6/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/12/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VS
VALMARK SECURITIES, INC.
VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: , 8-45463

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Mailing Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Phone number
(800) 765-5201
Established
Ohio since 12/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VALMARK INVESTMENTS, LLCSHAREHOLDER
CALLAHAN, CALEB JONATHANEVP, CHIEF OPERATING OFFICER5011454
KOZENKO, ELIZABETH ERINFINOP6218110
RYBKA, LAWRENCE JOSEPHPRESIDENT, CEO1661511
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL1407686

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALMARK SECURITIES, INC.

CRD#: 31243New York, NY 10120

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