Mary L. Cherba

FINANCIAL DIRECTIONS LLC

Tucson, AZ 85719

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CRD#: 3129156

Professional summary

Mary Lee Cherba, who also goes by Mary Lee Rabb, Mary Lee Weiland, is a registered financial advisor currently at FINANCIAL DIRECTIONS LLC located in Tucson, Arizona.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mary has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Lee Rabb | Mary Lee Weiland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-MARY L CHERBA TAX PREPARER; NON-INVESTMENT RELATED; 4909 N VIA SERNIDAD TUCSON AZ 85718; TAX RETURN PREPARATION; OWNER; 2005 START DATE; 70 HRS/YEAR; 0 HRS/DAY DURING TRADING HOURS; PREPARE INDIVIDUAL TAX RETURNS FOR A SELECT FEW ADVISORY CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Lee Cherba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2022 - Present

FINANCIAL DIRECTIONS LLC

Office #1: 1228 East Prince Road, Tucson, AZ 85719

RIA

CRD#: 108475

Tucson, AZ

Past

April 30, 1999 - December 31, 2021

TRIAD ADVISORS LLC

CRD#: 25803

TUCSON, AZ

Past

October 20, 1998 - May 4, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL DIRECTIONS LLC

CRD#: 108475 / SEC#: 801-56919

RIA

Registered Investment Advisory firm - (10/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/5/2005

General Securities Principal Examination

Current Firm

FINANCIAL DIRECTIONS LLC

CRD#: 108475 / SEC#: 801-56919

RIA

Registered Investment Advisory firm - (10/18/1999 Approved)

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Contact information

Main Address

1228 East Prince Road, Tucson, AZ 85719

Mailing Address

Phone number

(520) 408-7777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DATED 12/31/2024 (3/5/2025)

Regulatory assets under management

Total Number of Accounts	3,200
AUM (Assets Under Management)	$ 672,472,149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary L. Cherba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Lee Cherba's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

OSAIC WEALTH, INC.

Primary Firm SEC Registration

FINANCIAL DIRECTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2022

Series 63

Date: 10/19/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1998

Series 24

Date: 7/5/2005

Current Firm

FINANCIAL DIRECTIONS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL DIRECTIONS LLC

TRUST BUT VERIFY

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