Kent C. Hulsey

HULSEY CAPITAL MANAGEMENT

HEBER SPRINGS, AR 72543

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CRD#: 3129057

Professional summary

Kent Clifford Hulsey is a registered financial advisor currently at HULSEY CAPITAL MANAGEMENT, INC. located in Heber Springs, Arkansas.

Kent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kent has worked at 1 firm and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KENT C. HULSEY TRUSTEE IS NOT INVESTMENT RELATED AND IS LOCATED AT 411 WEST SEARCY STREET, HEBER SPRINGS, AR 72543. KENT C. HULSEY TRUSTEE PROVIDES TRUSTEE SERVICES AND HAS OPERATED AS A SOLE PROPRIETORSHIP SINCE JUNE OF 2009. I DEVOTE 10 HOURS PER MONTH TO THIS BUSINESS AND 7 HOURS PER MONTH ARE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Clifford Hulsey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 1998 - Present

HULSEY CAPITAL MANAGEMENT, INC.

Office #1: 411 West Searcy Street, Heber Springs, AR 72543

RIA

CRD#: 116183

HEBER SPRINGS, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(9/22/1998)

IAR

Texas
(3/3/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/10/1998

General Securities Representative Examination

Current Firm

HULSEY CAPITAL MANAGEMENT, INC.

CRD#: 116183 / SEC#: 801-69330

RIA

Registered Investment Advisory firm - (6/4/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (4/30/2012 Approved)

Louisiana

Registered Investment Advisory firm - (8/18/2010 Terminated)

Texas

Registered Investment Advisory firm - (3/3/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

411 W Searcy Street, Heber Springs, AR 72543

Mailing Address

Phone number

(501) 362-1681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 109,032,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kent C. Hulsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kent Clifford Hulsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

HULSEY CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 9/10/1998

Current Firm

HULSEY CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HULSEY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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