Steven W. Mcginty

AVA WEALTH MANAGEMENT LLC

Nashville, TN

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CRD#: 3128739

Professional summary

Steven Wilson Mcginty is a registered financial advisor currently at AVA WEALTH MANAGEMENT LLC located in Nashville, Tennessee.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Wilson Mcginty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2013 - Present

AVA WEALTH MANAGEMENT LLC

RIA

CRD#: 154751

Nashville, TN

Past

September 16, 2010 - December 31, 2010

AVA WEALTH MANAGEMENT LLC

RIA

CRD#: 154751

NASHVILLE, TN

Past

October 31, 2007 - September 2, 2010

KINGS POINT CAPITAL MANAGEMENT LLC

RIA

CRD#: 137728

BRENTWOOD, TN

Past

July 15, 2005 - December 8, 2005

AT INVESTOR SERVICES, INC.

CRD#: 47837

NEW YORK, NY

Past

April 27, 1999 - July 15, 2005

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/26/2013)

IAR

Tennessee
(6/26/2013)

IAR

Texas
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/13/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/2/1998

General Securities Representative Examination

Current Firm

AVA WEALTH MANAGEMENT LLC

CRD#: 154751 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/7/2010 Approved)

Tennessee

Registered Investment Advisory firm - (1/18/2011 Approved)

Texas

Registered Investment Advisory firm - (8/19/2025 Conditional Restricted)

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Contact information

Main Address

Nashville, TN

Mailing Address

Po Box 58887, Nashville, TN 37205

Phone number

(629) 202-8185

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 48,006,106

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven W. Mcginty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Wilson Mcginty's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVA WEALTH MANAGEMENT LLC

AVA WEALTH MANAGEMENT LLC

KINGS POINT CAPITAL MANAGEMENT LLC

AT INVESTOR SERVICES, INC.

GPC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/1999

Series 3

Date: 5/13/1999

Series 7

Date: 12/2/1998

Current Firm

AVA WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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