Andrew C. Lenner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Clark Lenner was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1998. Andrew had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - July 16, 2019
SUMMIT FINANCIAL GROUP INC
December 15, 2014 - July 16, 2019
SUMMIT BROKERAGE SERVICES, INC.
June 1, 2009 - December 19, 2014
MORGAN STANLEY
June 1, 2009 - December 19, 2014
MORGAN STANLEY
December 21, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 16, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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