Michael E. Obrien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eugene Obrien was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2021 - November 8, 2023
VICTORY CAPITAL MANAGEMENT INC.
January 8, 2020 - November 8, 2023
VICTORY CAPITAL SERVICES, INC.
January 8, 2018 - July 11, 2019
USAA INVESTMENT SERVICES COMPANY
April 11, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 6, 2007 - July 10, 2019
USAA FINANCIAL ADVISORS, INC.
December 1, 2006 - April 12, 2013
USAA INVESTMENT SERVICES COMPANY
July 31, 1999 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
December 2, 1998 - May 26, 1999
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/19/2011
Limited Representative-Equity Trader ExamCurrent Firm
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,566 |
| AUM (Assets Under Management) | $ 152,291,202,954 |
Red Flags
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