John P. Schmick
Professional summary
John Peter Schmick, who also goes by John Schmick, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Edmonds, Washington and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 16 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Peter Schmick's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2022 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 100 2nd Ave S Ste 320, Edmonds, WA 98020June 30, 2022 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346January 16, 2020 - October 18, 2021
MML INVESTORS SERVICES, LLC
August 13, 2019 - October 18, 2021
MML INVESTORS SERVICES, LLC
January 16, 2018 - June 5, 2019
PRUCO SECURITIES, LLC.
January 3, 2018 - June 5, 2019
PRUCO SECURITIES, LLC.
November 21, 2016 - March 6, 2017
FIDUCIARY ADVISORS, LLC
November 21, 2016 - March 6, 2017
EFFICIENT ADVISORS
November 17, 2016 - March 6, 2017
FIDUCIARY ADVISORS, LLC
September 1, 2015 - September 1, 2016
TSC DISTRIBUTORS, LLC
August 18, 2014 - May 29, 2015
RP CAPITAL LLC
April 28, 2014 - May 29, 2015
GENESIS CAPITAL LLC
April 24, 2014 - May 29, 2015
SCA
October 16, 2013 - March 24, 2014
MONEA INVESTMENTS, LLC
July 27, 2011 - December 31, 2011
LORING WARD SECURITIES INC.
May 25, 2011 - December 20, 2011
LWI FINANCIAL INC.
June 9, 2010 - April 28, 2011
TRIAD
December 12, 2007 - December 1, 2008
RUSSELL INVESTMENTS
February 7, 2001 - December 1, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2023)
(8/4/2023)
(6/30/2022)
(6/30/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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