Ryan B. Erickson

TANDEM FINANCIAL

Greenwood Village, CO 80111

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CRD#: 3128391

Professional summary

Ryan Bradley Erickson, CFP® is a registered financial advisor currently at TANDEM FINANCIAL, LLC located in Greenwood Village, Colorado.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ryan has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Tandem Financial, LLC; Investment related; 8400 E. Prentice Ave, Suite 1360, Greenwood Village, CO 80111; Investment Advisory (RIA); Co-founder/financial advisor-3/1/2018; 35 hrs/mth; 100% during trading hrs; Client relationship; Investment Management and Financial Planning. 2. 08/07/2013; No Business Name; Real Estate Rental; Investment Related; At Reported Business Location(s); No Time Spent; residential single family home rental

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Bradley Erickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 8, 2018 - Present

TANDEM FINANCIAL, LLC

Office #1: 8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111

RIA

CRD#: 292565

Greenwood Village, CO

Past

May 18, 2018 - June 12, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Greenwood, CO

Past

April 11, 2011 - March 8, 2018

DODDS WEALTH MANAGEMENT GROUP

RIA

CRD#: 131734

ENGLEWOOD, CO

Past

September 3, 2009 - March 8, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

ENGLEWOOD, CO

Past

October 22, 2002 - March 8, 2018

LPL FINANCIAL LLC

CRD#: 6413

ENGLEWOOD, CO

Past

July 23, 1999 - October 30, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 23, 1999 - October 30, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANDEM FINANCIAL, LLC

FEARLESS FINANCIAL ADVISORS | TANDEM FINANCIAL, LLC

CRD#: 292565 / SEC#: 801-122130

RIA

Registered Investment Advisory firm - (8/19/2021 Approved)

Colorado

Registered Investment Advisory firm - (8/19/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (9/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/8/2018)

IAR

Louisiana
(12/14/2020)

IAR

Texas
(3/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/1999

General Securities Representative Examination

Current Firm

TANDEM FINANCIAL, LLC

FEARLESS FINANCIAL ADVISORS | TANDEM FINANCIAL, LLC

CRD#: 292565 / SEC#: 801-122130

RIA

Registered Investment Advisory firm - (8/19/2021 Approved)

Colorado

Registered Investment Advisory firm - (8/19/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (9/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/19/2021 Terminated)

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Contact information

Main Address

8400 E. Prentice Ave. Suite 1360, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 845-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/14/2025)

Regulatory assets under management

Total Number of Accounts	997
AUM (Assets Under Management)	$ 291,204,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan B. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Bradley Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

DODDS WEALTH MANAGEMENT GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TANDEM FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/22/1999

Current Firm

TANDEM FINANCIAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANDEM FINANCIAL, LLC

TRUST BUT VERIFY

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