Michael P. Owen

LPG CAPITAL MANAGEMENT

SOUTH JORDAN, UT 84095

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CRD#: 3128258

Professional summary

Michael Phillip Owen, who also goes by Michael Phillip Owen, Michael Owen, is a registered financial advisor currently at LPG CAPITAL MANAGEMENT located in South Jordan, Utah.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Phillip Owen | Michael Owen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LPG Capital Management, INC - RIA POSITION: Compliance Officer NATURE: Investment-Related INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2018 ADDRESS: 406 W. South Jordan Parkway, Suite 240, South Jordan, Utah, 84095, United States DESCRIPTION: Manage and service investments. See ADV II for complete description of fees and services. I also handle the compliance aspects for the RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillip Owen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2018 - Present

LPG CAPITAL MANAGEMENT

Office #1: 406 W. South Jordan Parkway Suite 240, South Jordan, UT 84095

RIA

CRD#: 297003

SOUTH JORDAN, UT

Past

September 20, 2021 - December 10, 2021

TRANSITIONAL BROKER LLC

CRD#: 304313

DRAPER, UT

Past

August 1, 2018 - November 21, 2019

IFS SECURITIES

CRD#: 40375

DAPER, UT

Past

January 30, 2017 - July 31, 2018

LONE PEAK CAPITAL MANAGEMENT, LLC

RIA

CRD#: 284298

DRAPER, UT

Past

November 24, 2008 - October 26, 2018

LEGACY PLANNING GROUP

RIA

CRD#: 145130

DRAPER, UT

Past

March 31, 2008 - August 1, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Draper, UT

Past

October 16, 2007 - April 1, 2008

GUNNALLEN FINANCIAL, INC

CRD#: 17609

SALT LAKE CITY, UT

Past

February 12, 2007 - December 31, 2007

INVESTMENT MANAGEMENT CORPORATION

CRD#: 37196

SALT LAKE CITY, UT

Past

May 18, 2006 - February 13, 2007

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

September 5, 2005 - April 20, 2006

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

October 19, 1998 - August 25, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/20/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/6/2006

Municipal Securities Principal Examination

Current Firm

LPG CAPITAL MANAGEMENT

LPG CAPITAL MANAGEMENT | LPG CAPITAL MANAGEMENT INC.

CRD#: 297003 / SEC#:

Utah

Registered Investment Advisory firm - (6/1/2018 Approved)

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Contact information

Main Address

406 W. South Jordan Parkway Suite 240, South Jordan, UT 84095

Mailing Address

Phone number

(801) 609-1820

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 99,663,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Owen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillip Owen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITIONAL BROKER LLC

IFS SECURITIES

LONE PEAK CAPITAL MANAGEMENT, LLC

LEGACY PLANNING GROUP

GROVE POINT INVESTMENTS, LLC

GUNNALLEN FINANCIAL, INC

INVESTMENT MANAGEMENT CORPORATION

ZIONS DIRECT, INC.

CADARET, GRANT & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2008

Series 63

Date: 10/21/1998

Series 6TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1998

Series 24

Date: 6/20/2006

Series 53

Date: 3/6/2006

Current Firm

LPG CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LPG CAPITAL MANAGEMENT

TRUST BUT VERIFY

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