WL
Wyatt R. Larsen
ROCKEFELLER FINANCIAL LLC
PROVO, UT
Some features on this profile are disabled
CRD#: 3128120
WL
Professional summary
Wyatt R Larsen, who also goes by Wyat R Kissinger, Wyatt R Kissinger, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Provo, Utah.
Wyatt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Wyatt has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wyat R Kissinger | Wyatt R Kissinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Meadowbrook School of Weston / Weston Weston,MA 02116 / Other/ Education / Private School / Trustee / / Trustee Meetings, committee service / Start Date 06/30/2014/ Private School /
CRS (Client Relationship Summary) - RIA
Click below to view Wyatt R Larsen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wyatt R Larsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2021 - Present
ROCKEFELLER FINANCIAL LLC
RIA
BD
CRD#: 291361
PROVO, UT
Current
May 14, 2021 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 222 West Adams Suite 2450, Chicago, IL 60606RIA
BD
CRD#: 291361
Chicago, IL
Past
February 29, 2008 - June 1, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOSTON, MA
Past
February 29, 2008 - June 1, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOSTON, MA
Past
April 2, 2007 - March 3, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
BOSTON, MA
Past
April 2, 2007 - March 3, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
BOSTON, MA
Past
September 8, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BOSTON, MA
Past
December 17, 2002 - March 15, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BOSTON, MA
Past
July 12, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
BOSTON, MA
Past
August 17, 2001 - July 30, 2002
GOLDMAN SACHS & CO. LLC
RIA
CRD#: 361
NEW YORK, NY
Past
August 7, 2000 - July 30, 2002
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
October 20, 1998 - August 7, 2000
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/14/2021)
RR
California(5/14/2021)
RR
Colorado(5/14/2021)
RR
Connecticut(5/14/2021)
RR
Delaware(5/18/2021)
RR
District of Columbia(5/14/2021)
RR
Florida(5/14/2021)
RR
Georgia(5/20/2021)
RR
Illinois(5/24/2021)
RR
Louisiana(5/14/2021)
RR
Maine(5/14/2021)
RR
Maryland(5/14/2021)
RR
Massachusetts(5/14/2021)
IAR
Massachusetts(6/3/2021)
RR
Michigan(5/14/2021)
RR
Nevada(5/14/2021)
RR
New Hampshire(5/14/2021)
RR
New Jersey(5/14/2021)
RR
New York(5/14/2021)
RR
Ohio(5/14/2021)
RR
Oklahoma(5/14/2021)
RR
Oregon(5/14/2021)
RR
Pennsylvania(5/14/2021)
RR
South Dakota(6/16/2023)
RR
Tennessee(5/14/2021)
IAR
Texas(5/14/2021)
RR
Texas(5/20/2021)
RR
Utah(5/14/2021)
IAR
Utah(6/6/2024)
RR
Vermont(5/14/2021)
RR
Virginia(5/14/2021)
RR
Washington(5/14/2021)
RR
Wisconsin(5/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
