Greg M. Papantonio

PLANPILOT

Denver, CO

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CRD#: 3128060

Professional summary

Greg Michael Papantonio, who also goes by Greg Papantonio, is a registered financial advisor currently at PLANPILOT located in Denver, Colorado.

Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Greg has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Papantonio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Michael Papantonio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

PLANPILOT

Office #2: 9200 E. Mineral Ave, Centennial, CO 80112

RIA

CRD#: 160319

Denver, CO

Past

March 12, 2007 - August 2, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

DENVER, CO

Past

February 9, 2007 - August 2, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

October 6, 2003 - January 23, 2007

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

BROOMFIELD, CO

Past

August 8, 2001 - April 29, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

February 18, 2000 - August 9, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 28, 1999 - August 23, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 14, 1998 - November 3, 1998

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANPILOT

PLANPILOT | PLANPILOT, LLC

CRD#: 160319 / SEC#: 801-73176

RIA

Registered Investment Advisory firm - (2/14/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/1/2024)

IAR

Texas
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/3/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLANPILOT

PLANPILOT | PLANPILOT, LLC

CRD#: 160319 / SEC#: 801-73176

RIA

Registered Investment Advisory firm - (2/14/2012 Approved)

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Contact information

Main Address

223 West Jackson Suite 800, Chicago, IL 60606

Mailing Address

Phone number

(312) 973-4911

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 3,714,161,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Greg M. Papantonio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Michael Papantonio's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

QUICK & REILLY, INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PLANPILOT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2007

Series 63

Date: 12/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/1/1999

Series 6

Date: 10/3/1998

Current Firm

PLANPILOT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANPILOT

TRUST BUT VERIFY

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