Murray F. Kosmin

KOSMIN WEALTH MANAGEMENT

Beachwood, OH 44122

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CRD#: 3127996

Professional summary

Murray Floyd Kosmin is a registered financial advisor currently at KOSMIN WEALTH MANAGEMENT located in Beachwood, Ohio.

Murray is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Murray has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/14/2018 - AL/KO CREATIVE RETIREMENT PLANNER - Not Investment Related - Other - Small Family Business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Murray Floyd Kosmin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2018 - Present

KOSMIN WEALTH MANAGEMENT

Office #1: 23811 Chagrin Blvd Suite 100, Beachwood, OH 44122

RIA

CRD#: 298138

Beachwood, OH

Past

February 14, 2018 - November 9, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEACHWOOD, OH

Past

February 14, 2018 - November 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

BEACHWOOD, OH

Past

December 7, 2017 - February 2, 2021

TA-CHECK FINANCIAL LTD.

RIA

CRD#: 122953

Beachwood, OH

Past

August 28, 2007 - February 15, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

BEACHWOOD, OH

Past

August 22, 2007 - February 14, 2018

SII INVESTMENTS, INC.

CRD#: 2225

BEACHWOOD, OH

Past

January 14, 2003 - August 13, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BEACHWOOD, OH

Past

September 16, 2002 - August 13, 2007

FSC SECURITIES CORPORATION

CRD#: 7461

BEACHWOOD, OH

Past

May 16, 2000 - August 10, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 16, 2000 - August 10, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 14, 1998 - May 8, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/9/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KOSMIN WEALTH MANAGEMENT

KOSMIN WEALTH MANAGEMENT | MDOGG INC

CRD#: 298138 / SEC#:

Ohio

Registered Investment Advisory firm - (11/9/2018 Approved)

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Contact information

Main Address

23811 Chagrin Blvd Suite 100, Beachwood, OH 44122

Mailing Address

Phone number

(216) 595-1995

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	111
AUM (Assets Under Management)	$ 12,283,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Murray F. Kosmin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Murray Floyd Kosmin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TA-CHECK FINANCIAL LTD.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2010

Series 63

Date: 7/17/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/30/2000

Series 6

Date: 10/9/1998

Current Firm

KOSMIN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KOSMIN WEALTH MANAGEMENT

TRUST BUT VERIFY

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