Richard Egan
CFP®Professional Summary
Richard Egan, CFP®, who also goes by Richard Karel Eagan, Richard Karel Egan, Richard Karel Malovany, Richard Egan Vonrotberg, is a registered financial advisor currently at CADENCE WEALTH MANAGEMENT, LLC located in Seattle, Washington. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 8 firms and has passed the Series 66, Series 63, Series 7, Series 51, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Karel Eagan, Richard Karel Egan, Richard Karel Malovany, Richard Egan Vonrotberg
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CADENCE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1420 5th Avenue, #2200, Seattle, WA 98101Phone Number
(206) 224-5636# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
191AUM (Assets Under Management)
$104,465,298Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/29/2024)
(8/30/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2007About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Egan's CRS (Customer Relationship Summary).
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