MG
Michael A. Giesecke
INVESCO ADVISERS
Houston, TX 77046
Some features on this profile are disabled
CRD#: 3127619
MG
Professional summary
Michael Allen Giesecke is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Houston, Texas and INVESCO DISTRIBUTORS, INC. located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allen Giesecke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2010 - Present
INVESCO ADVISERS, INC.
Office #1: 11 Greenway Plaza Suite 100, Houston, TX 77046RIA
CRD#: 105360
Houston, TX
Current
February 27, 2002 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046-1173BD
CRD#: 7369
Houston, TX
Past
July 11, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
January 4, 2000 - February 27, 2002
FUND MANAGEMENT COMPANY
BD
CRD#: 25585
HOUSTON, TX
Past
November 18, 1998 - January 3, 2000
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/4/2010)
RR
Alaska(8/4/2010)
RR
Arizona(8/4/2010)
RR
Arkansas(8/4/2010)
RR
California(8/4/2010)
RR
Colorado(8/4/2010)
RR
Connecticut(8/4/2010)
RR
Delaware(8/4/2010)
RR
District of Columbia(8/4/2010)
RR
Florida(8/4/2010)
RR
Georgia(8/4/2010)
RR
Hawaii(8/4/2010)
RR
Idaho(8/4/2010)
RR
Illinois(8/4/2010)
RR
Indiana(8/4/2010)
RR
Iowa(8/4/2010)
RR
Kansas(8/4/2010)
RR
Kentucky(8/4/2010)
RR
Louisiana(8/4/2010)
RR
Maine(8/4/2010)
RR
Maryland(8/4/2010)
RR
Massachusetts(8/4/2010)
RR
Michigan(8/4/2010)
RR
Minnesota(8/4/2010)
RR
Mississippi(8/4/2010)
RR
Missouri(8/4/2010)
RR
Montana(8/4/2010)
RR
Nebraska(8/4/2010)
RR
Nevada(8/4/2010)
RR
New Hampshire(8/4/2010)
RR
New Jersey(8/4/2010)
RR
New Mexico(8/4/2010)
RR
New York(8/4/2010)
RR
North Carolina(8/4/2010)
RR
North Dakota(8/4/2010)
RR
Ohio(8/4/2010)
RR
Oklahoma(8/4/2010)
RR
Oregon(8/4/2010)
RR
Pennsylvania(8/4/2010)
RR
Puerto Rico(8/4/2010)
RR
Rhode Island(8/4/2010)
RR
South Carolina(8/4/2010)
RR
South Dakota(8/4/2010)
RR
Tennessee(8/4/2010)
RR
Texas(2/27/2002)
IAR
Texas(1/1/2010)
RR
Utah(8/4/2010)
RR
Vermont(8/4/2010)
RR
Virgin Islands(8/4/2010)
RR
Virginia(8/4/2010)
RR
Washington(8/4/2010)
RR
West Virginia(8/4/2010)
RR
Wisconsin(8/4/2010)
RR
Wyoming(8/4/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
