Andrew C. Durnell

PERSPECTIVE ASSET MANAGEMENT

Westfield, IN

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CRD#: 3127482

Professional summary

Andrew Charles Durnell, who also goes by Andy Durnell, is a registered financial advisor currently at PERSPECTIVE ASSET MANAGEMENT, LLC located in Westfield, Indiana.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andrew has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Durnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Charles Durnell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2010 - Present

PERSPECTIVE ASSET MANAGEMENT, LLC

RIA

CRD#: 155699

Westfield, IN

Past

April 18, 2002 - June 7, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Past

June 9, 1999 - June 7, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Past

October 2, 1998 - March 5, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/3/2010)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PERSPECTIVE ASSET MANAGEMENT, LLC

CRD#: 155699 / SEC#:

Indiana

Registered Investment Advisory firm - (12/3/2010 Approved)

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Contact information

Main Address

Westfield, IN

Mailing Address

Phone number

(317) 833-6299

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew C. Durnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Charles Durnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSPECTIVE ASSET MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1998

Series 63

Date: 11/16/1998

Series 7

Date: 1/12/1999

Series 6

Date: 10/1/1998

Current Firm

PERSPECTIVE ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

PERSPECTIVE ASSET MANAGEMENT, LLC

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