James Marvin Den Dulk | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Marvin Den Dulk, who also goes by James Marvin Dendulk, James Marvin Dulk, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1998. James had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

James Marvin Dendulk | James Marvin Dulk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 20, 2020 - December 2, 2021

GOLDEN STATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 167995

Folsom, CA

Past

April 15, 2020 - November 30, 2021

LPL FINANCIAL LLC

BD

CRD#: 6413

EL DORADO HILLS, CA

Past

August 11, 2016 - January 2, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

FOLSOM, CA

Past

May 25, 2012 - July 16, 2020

IDEAL LIFE FINANCIAL ADVISORS, LLC

RIA

CRD#: 164084

FOLSOM, CA

Past

April 16, 2012 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

FOLSOM, CA

Past

April 16, 2012 - January 2, 2019

LPL FINANCIAL LLC

BD

CRD#: 6413

FOLSOM, CA

Past

September 2, 2011 - December 31, 2012

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

FOLSOM, CA

Past

September 2, 2011 - April 17, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

BD

CRD#: 103722

FOLSOM, CA

Past

January 18, 2007 - September 6, 2011

EDWARD JONES

RIA

CRD#: 250

FOLSOM, CA

Past

December 8, 1998 - September 6, 2011

EDWARD JONES

BD

CRD#: 250

FOLSOM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GS

GOLDEN STATE WEALTH MANAGEMENT, LLC

CRD#: 167995 / SEC#: 801-107445

RIA

Registered Investment Advisory firm - (3/21/2016 Approved)

California

Registered Investment Advisory firm - (4/28/2016 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 12/28/2006

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 11/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 11/2/1998

General Securities Representative Examination

Current Firm

GS

GOLDEN STATE WEALTH MANAGEMENT, LLC

CRD#: 167995 / SEC#: 801-107445

RIA

Registered Investment Advisory firm - (3/21/2016 Approved)

California

Registered Investment Advisory firm - (4/28/2016 Terminated)

Washington

Registered Investment Advisory firm - (4/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

254 E 2nd Street Suite 2, Powell, WY 82435

Mailing Address

Phone number

(866) 273-1563

Established

Firm type

Fiscal year end

# of Employees

47

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GSWM 2A FIRM BROCHURE (5/12/2025)

GOLDEN STATE WEALTH MANAGEMENT WRAP FEE PROGRAM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,434
AUM (Assets Under Management)	$ 1,835,285,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Den Dulk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IDEAL LIFE FINANCIAL ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ONYX WEALTH ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GOLDEN STATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2006

Series 63

Date: 11/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/2/1998

Current Firm

GOLDEN STATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDEN STATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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