Steven D. Casto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Donald Casto was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2020 - August 29, 2025
QUILITY FINANCIAL ADVISORS
November 13, 2012 - May 5, 2020
STRATEGIC WEALTH SOLUTIONS, INC
March 13, 2012 - October 9, 2012
CREATIVE FINANCIAL DESIGNS, INC.
March 7, 2012 - October 9, 2012
CFD INVESTMENTS, INC.
January 10, 2012 - March 8, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
June 15, 2011 - December 21, 2011
CREATIVE FINANCIAL DESIGNS, INC.
June 9, 2011 - December 21, 2011
CFD INVESTMENTS, INC.
February 3, 2009 - June 10, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
May 9, 2007 - January 2, 2009
SOUTHEAST INVESTMENTS, N.C., INC.
January 25, 2007 - May 14, 2007
CETERA ADVISORS LLC
April 6, 2006 - May 14, 2007
CETERA ADVISORS LLC
September 8, 2004 - April 24, 2006
AMERITAS INVESTMENT COMPANY, LLC
May 6, 2004 - September 10, 2004
OSAIC WEALTH, INC.
January 21, 2004 - June 10, 2004
NSA SECURITIES CORPORATION
February 2, 2000 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
February 2, 2000 - November 19, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 3, 1998 - January 4, 2000
EDWARD JONES
Primary Firm SEC Registration
QUILITY FINANCIAL ADVISORS
CRD#: 304586 / SEC#: 801-117119
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUILITY FINANCIAL ADVISORS
CRD#: 304586 / SEC#: 801-117119
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 464 |
| AUM (Assets Under Management) | $ 71,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
