Wakeen Edmonds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wakeen Edmonds, who also goes by Wakeen K Edmonds, Wakeen Kanem Edmonds, was a registered financial professional .
Wakeen is a previously registered financial professional and started their career in finance in 1998. Wakeen had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2014 - June 3, 2015
T3 TRADING GROUP, LLC
September 24, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
September 6, 2013 - January 2, 2014
WTS PROPRIETARY TRADING GROUP LLC
September 17, 2012 - November 16, 2012
CHARLES VISTA LLC
May 6, 2010 - September 10, 2010
CHASE INVESTMENT SERVICES CORP.
May 3, 2010 - September 10, 2010
CHASE INVESTMENT SERVICES CORP.
December 19, 2007 - November 5, 2008
MORGAN STANLEY & CO. LLC
December 19, 2007 - November 5, 2008
MORGAN STANLEY & CO. LLC
April 8, 2004 - February 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 2004 - February 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 2003 - March 11, 2004
CITIZENS SECURITIES, INC.
March 5, 2003 - March 11, 2004
CITIZENS SECURITIES, INC.
April 12, 2002 - April 16, 2002
CITICORP INVESTMENT SERVICES
December 6, 1999 - April 16, 2002
CITICORP INVESTMENT SERVICES
October 15, 1998 - December 13, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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