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Graig Michael Lebel

FIDELITY BROKERAGE SERVICES
SMITHFIELD, RI
·CRD# 3127293·28 years experience

Professional Summary

Graig Michael Lebel, who also goes by Graig Lebel, is a registered financial advisor currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island. Graig is registered as a RR (Registered Representative) and started their career in finance in 1998. Graig has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Graig Lebel

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
900 Salem Street, Smithfield, RI 02917
December 10, 2019 - Present
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
January 24, 2018 - May 17, 2019
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
January 3, 2012 - January 16, 2018
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
July 14, 2009 - January 3, 2012
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Marlborough, MA
January 1, 2008 - June 9, 2009
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
June 5, 2003 - January 1, 2008
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Charlotte, NC
December 31, 2001 - June 9, 2009
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
November 12, 1999 - June 4, 2003
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
July 26, 1999 - November 3, 1999
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
November 13, 1998 - June 16, 1999

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Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone Number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER—
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
KRUGMAN, JOSHUA DHEAD OF BROKERAGE PRODUCT & OFFERINGS4461267
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL—

Disclosures

Regulatory Event

24

Arbitration

130

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/5/2024)
RR
Alaska
(1/5/2024)
RR
Arizona
(1/5/2024)
RR
Arkansas
(1/5/2024)
RR
California
(1/12/2021)
RR
Colorado
(1/12/2021)
RR
Connecticut
(1/12/2021)
RR
Delaware
(1/12/2021)
RR
District of Columbia
(1/5/2024)
RR
Florida
(11/16/2022)
RR
Georgia
(1/5/2024)
RR
Hawaii
(1/5/2024)
RR
Idaho
(1/5/2024)
RR
Illinois
(1/12/2021)
RR
Indiana
(1/5/2024)
RR
Iowa
(1/5/2024)
RR
Kansas
(1/5/2024)
RR
Kentucky
(1/5/2024)
RR
Louisiana
(1/5/2024)
RR
Maine
(1/12/2021)
RR
Maryland
(1/12/2021)
RR
Massachusetts
(12/10/2019)
RR
Michigan
(1/5/2024)
RR
Minnesota
(1/5/2024)
RR
Mississippi
(1/5/2024)
RR
Missouri
(1/12/2021)
RR
Montana
(1/5/2024)
RR
Nebraska
(1/5/2024)
RR
Nevada
(1/5/2024)
RR
New Hampshire
(1/12/2021)
RR
New Jersey
(12/10/2019)
RR
New Mexico
(1/5/2024)
RR
New York
(12/10/2019)
RR
North Carolina
(1/6/2023)
RR
North Dakota
(1/5/2024)
RR
Ohio
(1/6/2024)
RR
Oklahoma
(1/5/2024)
RR
Oregon
(1/5/2024)
RR
Pennsylvania
(12/10/2019)
RR
Puerto Rico
(1/5/2024)
RR
Rhode Island
(12/10/2019)
RR
South Carolina
(1/5/2024)
RR
South Dakota
(1/5/2024)
RR
Tennessee
(1/5/2024)
RR
Texas
(1/5/2024)
RR
Utah
(1/5/2024)
RR
Vermont
(1/7/2022)
RR
Virgin Islands
(1/5/2024)
RR
Virginia
(1/5/2024)
RR
Washington
(1/5/2024)
RR
West Virginia
(1/5/2024)
RR
Wisconsin
(1/5/2024)
RR
Wyoming
(1/5/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1998About the Series 7 exam
FINRA
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Graig Michael Lebel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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