John L. Kibbe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lee Kibbe, who also goes by John Lee Kibbe III, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2019 - April 20, 2023
ONEAMERICA SECURITIES, INC.
July 28, 2015 - February 26, 2018
SECURIAN FINANCIAL SERVICES, INC.
September 2, 2014 - June 2, 2015
EMPOWER FINANCIAL SERVICES, INC.
October 23, 2012 - September 2, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 26, 2011 - October 10, 2012
ADP BROKER-DEALER, INC.
April 9, 2010 - July 20, 2011
PERSIUM ADVISORS, LLC
April 1, 2004 - April 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
April 1, 2004 - April 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
May 23, 2003 - March 26, 2004
MSI FINANCIAL SERVICES, INC.
August 6, 2001 - March 26, 2004
METROPOLITAN LIFE INSURANCE COMPANY
August 6, 2001 - March 26, 2004
MSI FINANCIAL SERVICES, INC.
December 19, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
January 4, 1999 - April 22, 1999
JWGENESIS FINANCIAL GROUP, INC
December 1, 1998 - January 4, 1999
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
