Oliver Curri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oliver Curri, who also goes by Oliver Alexander Curri, was a registered financial professional .
Oliver is a previously registered financial professional and started their career in finance in 1999. Oliver had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2023 - October 10, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
July 14, 2015 - September 19, 2017
GOLDMAN SACHS & CO. LLC
April 26, 2007 - May 16, 2012
GOLDMAN SACHS & CO. LLC
January 1, 1999 - March 1, 2000
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 4/25/2007
Limited Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
