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AM

Amit Mujumdar

TELEGRAPH HILL BD LLC
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 3127151
AM

Professional summary

Amit Mujumdar is a registered financial professional currently at TELEGRAPH HILL BD LLC located in San Francisco, California.

Amit is registered as a RR (Registered Representative) and started their career in finance in 1998. Amit has worked at 11 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amit Mujumdar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2023 - Present

TELEGRAPH HILL BD LLC

Office #1: 535 Mission Street 14th Floor, San Francisco, CA 94105
BD
CRD#: 297701
San Francisco, CA
Past

March 28, 2022 - October 20, 2023

ALANTRA, LLC

BD
CRD#: 22095
San Francisco, CA
Past

May 16, 2018 - March 17, 2022

CAPSTONE PARTNERS

BD
CRD#: 132185
BOSTON, MA
Past

June 20, 2016 - November 14, 2018

HEADWATERS BD, LLC

BD
CRD#: 117042
DENVER, CO
Past

February 12, 2013 - March 9, 2016

STEPHENS

BD
CRD#: 3496
SAN FRANCISCO, CA
Past

January 22, 2013 - February 13, 2013

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

August 30, 2010 - October 25, 2012

THINKEQUITY LLC

BD
CRD#: 44274
SAN FRANCISCO, CA
Past

August 17, 2007 - February 13, 2009

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
SAN FRANCISCO, CA
Past

May 10, 2006 - May 10, 2007

HOULIHAN LOKEY ADVISORS, LLC

BD
CRD#: 127835
SAN FRANCISCO, CA
Past

October 4, 2005 - April 10, 2006

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

December 17, 1998 - July 6, 2001

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/17/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/13/2010
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/30/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TH
TELEGRAPH HILL BD LLC
TELEGRAPH HILL ADVISORS, LLC | TELEGRAPH HILL BD LLC

CRD#: 297701 / SEC#: , 8-70171

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
535 Mission Street 14th Floor, San Francisco, CA 94105
Mailing Address
535 Mission Street 14th Floor, San Francisco, CA 94105
Phone number
(415) 523-0055
Established
California since 12/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TELEGRAPH HILL ADVISORS, LLCOWNER
COURTEN, PHILLIP BRADLEYMANAGING DIRECTOR1567814
COLLINS, ELIZABETH SARAHFINOP, CFO4714831
MOORJANI, DINESH HIRANANDCCO, CTO4707629
SUTHERLAND, SCOTT PATRICKMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER2314007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TELEGRAPH HILL BD LLC

CRD#: 297701San Francisco, CA 94105

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