Jarrod Winkcompleck

GAP FINANCIAL SERVICES OR GAP FINANCIAL

Austin, TX

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CRD#: 3127068

Professional summary

Jarrod Winkcompleck, CFP®, ChFC®, who also goes by Jarrod Alan Winkcompleck, is a registered financial advisor currently at GAP FINANCIAL SERVICES OR GAP FINANCIAL located in Austin, Texas.

Jarrod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jarrod has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.

Question & Answer

What are your service offerings?

Tax Planning

Investment Planning

Comprehensive Financial Planni...

Social Security Planning

Insurance Planning

Employee and Employer Plan Ben...

Retirement Planning

Estate Planning

Do you have an area of expertise or specialization?

Baby Boomers

Business Owners

College/Education Planning

Corporate Executives

Entrepreneurs

High Net Worth Client Needs

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Jarrod Alan Winkcompleck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Higginbotham Investment Related: Yes Address: 1221 S. Mopac Expy, Suuite 160 Austin TX 78746 Nature of Business: Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Regional Life & Executive Benefits Associate Start Date: 2/28/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: I sell life insurance and act as the financial advisor for company sponsored retirement plans

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jarrod Winkcompleck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

ChFC^®

Chartered Financial Consultant

Experience

Current

November 23, 2018 - Present

GAP FINANCIAL SERVICES OR GAP FINANCIAL

RIA

CRD#: 288703

Austin, TX

Past

March 20, 2017 - December 12, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

March 6, 2017 - December 12, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Austin, TX

Past

March 3, 2015 - February 1, 2017

MASLOW WEALTH ADVISORS

RIA

CRD#: 107722

AUSTIN, TX

Past

April 1, 2008 - March 6, 2015

CENTURY MANAGEMENT FINANCIAL ADVISORS

RIA

CRD#: 112308

AUSTIN, TX

Past

January 7, 2004 - March 3, 2008

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

March 19, 2003 - March 3, 2008

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

March 10, 2003 - December 31, 2003

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

September 9, 2002 - February 26, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

FT. WORTH, TX

Past

March 3, 2000 - February 26, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

October 2, 1998 - February 14, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/23/2018)

IAR

Texas
(11/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/17/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/20/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/1/1998

General Securities Representative Examination

Current Firm

GAP FINANCIAL SERVICES OR GAP FINANCIAL

GAP FINANCIAL SERVICES | GAP FINANCIAL SERVICES, LLC | GAP FINANCIAL SERVICES OR GAP FINANCIAL

CRD#: 288703 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/7/2018 Approved)

Texas

Registered Investment Advisory firm - (7/28/2017 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(877) 437-2765

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 98,630,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Jarrod Winkcompleck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jarrod Winkcompleck's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

MASLOW WEALTH ADVISORS

CENTURY MANAGEMENT FINANCIAL ADVISORS

USAA FINANCIAL ADVISORS, INC.

USAA FINANCIAL PLANNING SERVICES

USAA INVESTMENT SERVICES COMPANY

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/2017

Series 66

Date: 10/3/2002

SIE

Date: 10/1/2018

Series 6

Date: 3/20/2017

Series 7

Date: 10/1/1998

Current Firm

GAP FINANCIAL SERVICES OR GAP FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GAP FINANCIAL SERVICES OR GAP FINANCIAL

TRUST BUT VERIFY

Contact information

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