Jarrod Alan Winkcompleck
CFP®, ChFC®Professional Summary
Jarrod Alan Winkcompleck, CFP®, ChFC®, who also goes by Jarrod Winkcompleck, is a registered financial advisor currently at GAP FINANCIAL SERVICES located in Austin, Texas. Jarrod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jarrod has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Investment Management
- Financial Planning
- Social Security & Medicare Planning
- Risk Management & Insurance
- Business Services
- Retirement Planning
- Estate & Legacy Planning
- Education Funding
Other Aliases
Jarrod Winkcompleck
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
GAP FINANCIAL SERVICES | GAP FINANCIAL SERVICES, LLC | GAP FINANCIAL SERVICES OR GAP FINANCIAL
Contact Information
Main Address
Austin, TXPhone Number
(877) 437-2765# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
293AUM (Assets Under Management)
$132,030,798Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GAP FINANCIAL SERVICES | GAP FINANCIAL SERVICES, LLC | GAP FINANCIAL SERVICES OR GAP FINANCIAL
State Registrations and Notice Filings
(11/23/2018)
(11/23/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2017About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jarrod Alan Winkcompleck's CRS (Customer Relationship Summary).
Services Offered by Jarrod
- Tax Planning
- Investment Management
- Financial Planning
- Social Security & Medicare Planning
- Risk Management & Insurance
- Business Services
- Retirement Planning
- Estate & Legacy Planning
- Education Funding
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