JS
Jennifer M. Soma
THRIVENT INVESTMENT MANAGEMENT
Pierre, SD 57501
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CRD#: 3126831
JS
Professional summary
Jennifer Mae Soma, who also goes by Jennifer Mae Landsman, Jennifer Landsman, is a registered financial professional currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Pierre, South Dakota.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jennifer Mae Landsman | Jennifer Landsman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Mae Soma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 207 Capitol Ave, Pierre, SD 57501Office #2: 415 E Kemp, Watertown, SD 57201Office #3: 601 4th St, Brookings, SD 57006RIA
BD
CRD#: 18387
Pierre, SD
Past
May 13, 2016 - January 18, 2018
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST CLOUD, MN
Past
October 18, 2007 - February 26, 2016
FBL MARKETING SERVICES, LLC
BD
CRD#: 5309
BROOKINGS, SD
Past
August 3, 2005 - September 21, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FAIRMONT, MN
Past
August 14, 1999 - June 10, 2005
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/28/2025)
RR
Arizona(9/9/2024)
RR
Florida(8/26/2024)
RR
Hawaii(11/6/2025)
RR
Idaho(9/13/2024)
RR
Indiana(10/24/2023)
RR
Iowa(2/28/2018)
RR
Kansas(8/11/2021)
RR
Minnesota(2/28/2018)
RR
Nebraska(8/7/2024)
RR
North Carolina(8/2/2023)
RR
North Dakota(2/28/2018)
RR
South Dakota(2/8/2018)
RR
Tennessee(4/9/2024)
RR
Wyoming(5/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Pierre, SD 57501TRUST BUT VERIFY
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