Suehyun Kim

WILSHIRE ASSOCIATES

Santa Monica, CA 90401-1085

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CRD#: 3126805

Professional summary

Suehyun Kim, who also goes by Suehyun Kim Lindo, is a registered financial advisor currently at WILSHIRE ASSOCIATES INCORPORATED located in Santa Monica, California.

Suehyun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Suehyun has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suehyun Kim Lindo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suehyun Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2018 - Present

WILSHIRE ASSOCIATES INCORPORATED

Office #1: 1299 Ocean Avenue Suite 600, Santa Monica, CA 90401-1085

RIA

CRD#: 6210

Santa Monica, CA

Past

January 22, 2016 - July 11, 2018

CETERA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 165436

EL SEGUNDO, CA

Past

January 22, 2016 - July 11, 2018

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

June 20, 2002 - March 14, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILSHIRE ASSOCIATES INCORPORATED

WILSHIRE | WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES | WILSHIRE ADVISORS, LLC | WILSHIRE ADVISORS LLC

CRD#: 6210 / SEC#: 801-36233, 8-23852

RIA

Registered Investment Advisory firm - SEC (3/16/1990 Approved)

Terminated by SEC on 01/17/2005

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/2002

General Securities Representative Examination

Current Firm

WILSHIRE ASSOCIATES INCORPORATED

WILSHIRE | WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES | WILSHIRE ADVISORS, LLC | WILSHIRE ADVISORS LLC

CRD#: 6210 / SEC#: 801-36233, 8-23852

RIA

Registered Investment Advisory firm - SEC (3/16/1990 Approved)

Terminated by SEC on 01/17/2005

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Contact information

Main Address

1299 Ocean Avenue Suite 600, Santa Monica, CA 90401-1085

Mailing Address

Phone number

(310) 451-3051

Established

California since 02/07/1972

Firm type

Corporation

Fiscal year end

December

# of Employees

270

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WILSHIRE ADV PART 2A (4/1/2025)

Direct owners and executive officers

Name	Position	CRD#
TITO, DENNIS ANTHONY	DIRECTOR & CHIEF EXECUTIVE OFFICER	447344
RAAB, ROBERT JOHN	DIRECTOR	1100389
BONAFEDE, JULIA KATHLEEN	DIRECTOR	2611534
CONWAY, JOSEPH RICHARD	CHIEF COMPLIANCE OFFICER	1666588
HEWSENIAN, ROSALIND MARGARET	DIRECTOR	2302664
KUBEREK, ROBERT CHARLES	DIRECTOR	2302665
LOO, CECILIA INFEE	DIRECTOR	2428491
LYNCH, THOMAS KEVIN	DIRECTOR	1595142
MANNING, ALAN LAWRENCE	CHIEF LEGAL OFFICER	1209408
NAPOLI, MICHAEL JOSEPH JR	DIRECTOR	1267378
SLAWSON, SAN OLIVIA	PRINCIPAL FINANCIAL OFFICER	1110908
YATA, HOWARD TAMOTSU	DIRECTOR	2302666

Regulatory assets under management

Total Number of Accounts	287,663
AUM (Assets Under Management)	$ 99,099,327,356

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
03/31/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Suehyun Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suehyun Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT MANAGEMENT LLC

CETERA WEALTH SERVICES, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

WILSHIRE ASSOCIATES INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2016

Series 63

Date: 6/17/2002

Series 7

Date: 6/19/2002

Current Firm

WILSHIRE ASSOCIATES INCORPORATED

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

WILSHIRE ASSOCIATES INCORPORATED

TRUST BUT VERIFY

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