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Clifton M. Coger
SOVEREIGN GLOBAL ADVISORS LLC
N Chesterfield, VA 23225
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CRD#: 3126638
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Professional summary
Clifton Marcellus Coger is a registered financial advisor currently at SOVEREIGN GLOBAL ADVISORS LLC located in N Chesterfield, Virginia.
Clifton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Clifton has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FINANCIAL CONSULTING GROUP, START 05-1995, ACCOUNTING - TAX AND FINANCIAL SERVICES, 25-30HR/WK
2.RC INVESTMENT PROPERTIES and CMC Investment Properties START 10/2004, 601 Turner Rd N Chesterfield VA, REAL ESTATE RENTAL
3.FRANKLIN ADULT SERVICES INC(ADULT HEALTH CARE SOLUTIONS), START 06/2005, 505 S MAIN STREET ROCKY MOUNTIAN VA 24151, HOME HEALTHCARE SERVICES, PRESIDENT, 2-3HR/WK
CRS (Client Relationship Summary) - RIA
Click below to view Clifton Marcellus Coger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Clifton Marcellus Coger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2020 - Present
SOVEREIGN GLOBAL ADVISORS LLC
Office #1: 601 Turner Rd, N Chesterfield, VA 23225RIA
BD
CRD#: 167663
N Chesterfield, VA
Current
October 19, 2020 - Present
SOVEREIGN GLOBAL ADVISORS LLC
Office #1: 601 Turner Rd, N Chesterfield, VA 23225RIA
BD
CRD#: 167663
N Chesterfield, VA
Past
January 14, 2002 - October 12, 2020
CETERA ADVISORS LLC
RIA
CRD#: 10299
PETERSBURG, VA
Past
October 13, 2000 - October 12, 2020
CETERA ADVISORS LLC
BD
CRD#: 10299
PETERSBURG, VA
Past
March 16, 2000 - August 23, 2000
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
November 25, 1998 - December 31, 1999
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/11/2021)
RR
Maryland(10/20/2020)
RR
Mississippi(6/16/2023)
RR
North Carolina(10/20/2020)
RR
Virginia(12/23/2020)
IAR
Virginia(12/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SOVEREIGN GLOBAL ADVISORS LLC
DRAGOTTA, JOHN | SOVEREIGN GLOBAL ADVISORS, LLC | SOVEREIGN GLOBAL ADVISORS LLC
CRD#: 167663 / SEC#: , 8-69274
California
Registered Investment Advisory firm - SEC (10/13/2022 Approved)Colorado
Registered Investment Advisory firm - SEC (8/19/2023 Approved)Florida
Registered Investment Advisory firm - SEC (4/11/2023 Approved)New Jersey
Registered Investment Advisory firm - SEC (9/2/2016 Approved)New York
Registered Investment Advisory firm - SEC (3/30/2016 Approved)Texas
Registered Investment Advisory firm - SEC (7/2/2020 Approved)Virginia
Registered Investment Advisory firm - SEC (4/12/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
501 S Cherry Street 11th Floor, Denver, CO 80246
Mailing Address
501 S Cherry Street 11th Floor, Denver, CO 80246
Phone number
(866) 790-9700
Established
New York since 03/18/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
11
FINRA licenses (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 3,583,152 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOVEREIGN GLOBAL ADVISORS LLC
CRD#: 167663N Chesterfield, VA 23225TRUST BUT VERIFY
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