MF
Matthew D. Fassnacht
TRANSCEND CAPITAL ADVISORS
MADISON, NJ 07940
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CRD#: 3126633
MF
Professional summary
Matthew D Fassnacht, who also goes by Matthew Fassnacht, is a registered financial advisor currently at TRANSCEND CAPITAL ADVISORS, LLC located in Madison, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Fassnacht
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Racing Prodigy Inc; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Executive Chairman; 05/17/2022; 51% of the common stock; Approximately 6 hours per month. 2) First Principles Racing Inc; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Chief Executive Officer; 03/03/2017; 100% ownership; Approximately 8 hours per month. 3) 35 4th Street LLC; Investment Related; 52 Crescent Road, Madison, NJ. 07940; Member, Manager; 08/01/2016; Owner; Approximately 0.2 hours per month. 4) Your Home Here, LLC; Investment Related; 52 Crescent Road, , Madison, NJ. 07940; Manager, Member; 02/01/2020; 100% Owner, Passive LP in real estate; Approximately 0 hours per month. 5) First Principles Asset Management; Investment Related; 52 Crescent Road, , Madison, NJ. 07940; Manager, Member; 04/01/2020; 100% Ownership; Approximately 0 hours per month. 6) First Principles Advisors; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940; Manager, Member; 02/01/2020; 100% Ownership; Approximately 0 hours per month. 7) Fassnacht Motorsports LLC; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940;Manager, Member; 10/01/2012; 100% Ownership; Approximately 0 hours per month. 8) TNB Design & Build LLC; ; Not Investment Related; 52 Crescent Road, Madison, NJ. 07940;Manager, Member; 02/01/2017; 100% Ownership; Approximately 0 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew D Fassnacht's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2022 - Present
TRANSCEND CAPITAL ADVISORS, LLC
Office #1: 7 Giralda Farms Suite 300, Madison, NJ 07940RIA
CRD#: 299723
MADISON, NJ
Past
May 1, 2001 - November 22, 2002
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
October 22, 1998 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC | TRANSCEND WEALTH COLLECTIVE, LLC
CRD#: 299723 / SEC#: 801-114435
RIA
Registered Investment Advisory firm - (12/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TC
TRANSCEND CAPITAL ADVISORS, LLC
TRANSCEND CAPITAL ADVISORS, LLC | TRANSCEND WEALTH COLLECTIVE, LLC
CRD#: 299723 / SEC#: 801-114435
RIA
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Contact information
Main Address
7 Giralda Farms Suite 300, Madison, NJ 07940
Mailing Address
Phone number
(973) 370-3203
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,003 |
| AUM (Assets Under Management) | $ 3,099,629,575 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/17/2025 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
