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Angelique E. Figueroa

HOLISTIC BROKERAGE
Miami, FL 33131
Some features on this profile are disabled
CRD#: 3126583
AF

Professional summary

Angelique Elizabeth Figueroa, who also goes by Angelique E Martinez, Angelique Elizabeth Martinez, Angie Martinez, is a registered financial professional currently at HOLISTIC BROKERAGE, LLC located in Miami, Florida.

Angelique is registered as a RR (Registered Representative) and started their career in finance in 1998. Angelique has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 14, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Angelique E Martinez | Angelique Elizabeth Martinez | Angie Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angelique Elizabeth Figueroa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 15, 2023 - Present

HOLISTIC BROKERAGE, LLC

Office #1: 800 Brickell Ave Suite 502, Miami, FL 33131
BD
CRD#: 46001
Miami, FL
Past

June 2, 2021 - August 16, 2023

ANDBANC BROKERAGE, LLC

BD
CRD#: 155979
MIAMI, FL
Past

June 10, 2016 - June 23, 2021

MARIVA CAPITAL MARKETS, LLC

BD
CRD#: 156171
MIAMI, FL
Past

July 3, 2012 - May 16, 2016

BOREAL CAPITAL SECURITIES LLC

BD
CRD#: 158599
Miami, FL
Past

August 4, 2011 - July 23, 2012

SOUZA BARROS SECURITIES, INC

BD
CRD#: 149032
MIAMI, FL
Past

April 20, 2010 - August 2, 2011

TRADEWIRE SECURITIES LLC

BD
CRD#: 142348
CORAL GABLES, FL
Past

June 1, 2009 - April 26, 2010

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL
Past

May 14, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

January 26, 2007 - May 13, 2008

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL
Past

April 26, 2000 - November 2, 2006

INVESTACORP, INC.

BD
CRD#: 7684
MIAMI LAKES, FL
Past

January 5, 1999 - May 5, 1999

ODD LOT BONDS, INC

BD
CRD#: 43033
AVENTURA, FL
Past

October 20, 1998 - January 5, 1999

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(8/15/2024)
RR
Florida
(8/15/2023)
RR
New York
(8/15/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/4/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 7/1/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/4/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/14/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/28/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/4/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HB
HOLISTIC BROKERAGE, LLC
ADCAP SECURITIES LLC | LAKE FOREST SECURITIES, LLC | LAKE FOREST SECURITIES LLC | HOLISTIC BROKERAGE, LLC

CRD#: 46001 / SEC#: , 8-51285

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
800 Brickell Ave Suite 502, Miami, FL 33131
Mailing Address
800 Brickell Ave Suite 502, Miami, FL 33131
Phone number
(305) 374-1177
Established
Illinois since 08/28/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOLISTIC WM HOLDINGS LLCMANAGING MEMBER
FIGUEROA, ANGELIQUE ELIZABETHCHIEF COMPLIANCE OFFICER/ANTI MONEY LAUNDERING COMPLIANCE OFFICER3126583
MACIEL PERRONI, GONZALO EDUARDOCEO/POO7319656
TORRES, ANA MARIAFINOP/PFO6415095

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLISTIC BROKERAGE, LLC

CRD#: 46001Miami, FL 33131

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