Kim Chi Nguyen-taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Chi Nguyen-taylor was a registered financial professional .
Kim Chi is a previously registered financial professional and started their career in finance in 2000. Kim Chi had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2011 - September 24, 2015
CALVERT INVESTMENT DISTRIBUTORS, INC.
September 26, 2008 - December 31, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 29, 2004 - September 26, 2008
J.P. MORGAN SECURITIES LLC
January 12, 2004 - April 28, 2004
J.P. MORGAN SECURITIES INC.
May 1, 2001 - April 16, 2003
J.P. MORGAN SECURITIES INC.
March 3, 2000 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
CALVERT INVESTMENT DISTRIBUTORS, INC.
CRD#: 37527 / SEC#: , 8-47915
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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