Donna Atkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Atkins, who also goes by Donna E Atkins, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1999. Donna had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2016 - March 26, 2019
FLAGSHIP WEALTH ADVISORS, LLC.
May 17, 2004 - December 31, 2010
DONNA ATKINS DBA ASTERIA WEALTH
October 23, 2003 - December 2, 2019
OSAIC WEALTH, INC.
November 7, 2000 - December 2, 2019
OSAIC WEALTH, INC.
October 13, 2000 - November 2, 2000
CADARET, GRANT & CO., INC.
August 26, 1999 - October 15, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FLAGSHIP WEALTH ADVISORS, LLC.
CRD#: 131962 / SEC#: 801-112001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLAGSHIP WEALTH ADVISORS, LLC.
CRD#: 131962 / SEC#: 801-112001
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 607,544,183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
