Keith A. Lunneborg

STEVENS FOSTER FINANCIAL ADVISORS

Bloomington, MN 55431

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CRD#: 3126060

Professional summary

Keith Allen Lunneborg, CIMA® is a registered financial advisor currently at STEVENS FOSTER FINANCIAL ADVISORS located in Bloomington, Minnesota.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Keith has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Allen Lunneborg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 23, 2021 - Present

STEVENS FOSTER FINANCIAL ADVISORS

Office #1: 7900 Xerxes Avenue South Suite 1800, Bloomington, MN 55431

RIA

CRD#: 115752

Bloomington, MN

Past

January 3, 2014 - October 3, 2019

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

ST. PAUL, MN

Past

January 2, 2014 - October 3, 2019

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

ST. PAUL, MN

Past

August 18, 2009 - December 31, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ST. PAUL, MN

Past

August 17, 2009 - December 31, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. PAUL, MN

Past

September 17, 2008 - July 23, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

EDINA, MN

Past

August 21, 2008 - July 23, 2009

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

EDINA, MN

Past

April 24, 2007 - May 29, 2007

GRADIENT INVESTMENTS, LLC

RIA

CRD#: 141726

BAXLER, MN

Past

April 16, 2001 - May 12, 2004

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 5, 1998 - April 11, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS FOSTER FINANCIAL ADVISORS | STEVENS, FOSTER FINANCIAL SERVICES, INC.

CRD#: 115752 / SEC#: 801-80128

RIA

Registered Investment Advisory firm - (8/7/2014 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2005 Terminated)

California

Registered Investment Advisory firm - (9/12/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/13/2014 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2001 Terminated)

Minnesota

Registered Investment Advisory firm - (9/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/13/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/24/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/28/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2008

General Securities Representative Examination

Current Firm

STEVENS FOSTER FINANCIAL ADVISORS

STEVENS FOSTER FINANCIAL ADVISORS | STEVENS, FOSTER FINANCIAL SERVICES, INC.

CRD#: 115752 / SEC#: 801-80128

RIA

Registered Investment Advisory firm - (8/7/2014 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2005 Terminated)

California

Registered Investment Advisory firm - (9/12/2014 Terminated)

Florida

Registered Investment Advisory firm - (8/13/2014 Terminated)

Illinois

Registered Investment Advisory firm - (12/31/2001 Terminated)

Minnesota

Registered Investment Advisory firm - (9/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/13/2014 Terminated)

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Contact information

Main Address

7900 Xerxes Avenue South Suite 1800, Bloomington, MN 55431

Mailing Address

Phone number

(952) 843-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,019
AUM (Assets Under Management)	$ 660,761,100

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/18/2024	Cover Page	Report
10/27/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. Lunneborg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Allen Lunneborg's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

GRADIENT INVESTMENTS, LLC

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

Primary Firm SEC Registration

STEVENS FOSTER FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/2008

Series 65

Date: 12/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2008

Current Firm

STEVENS FOSTER FINANCIAL ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STEVENS FOSTER FINANCIAL ADVISORS

TRUST BUT VERIFY

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