Frederick A. Boyer Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Alger Boyer Jr, who also goes by Frederick Alger Boyer Jr, Frederick Alger Boyer, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1998. Frederick had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2015 - May 15, 2019
H.C.WAINWRIGHT & CO., LLC
June 13, 2014 - December 1, 2015
T.R. WINSTON & COMPANY, LLC
September 23, 2013 - June 12, 2014
H.C.WAINWRIGHT & CO., LLC
December 16, 2005 - May 14, 2012
RODMAN & RENSHAW, LLC
August 16, 2001 - November 17, 2005
CIBC WORLD MARKETS CORP.
March 11, 1999 - April 10, 2001
PIPER SANDLER & CO.
December 9, 1998 - February 10, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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