Fred I. Chasalow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred I Chasalow was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1998. Fred had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - December 31, 2015
CONCORDE ASSET MANAGEMENT, LLC
April 30, 2012 - December 31, 2015
CONCORDE INVESTMENT SERVICES, LLC
October 1, 2007 - December 31, 2012
ONYX WEALTH ADVISORS, INC.
September 27, 2007 - April 30, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
September 25, 2001 - October 19, 2007
LPL FINANCIAL LLC
August 24, 2001 - October 19, 2007
LPL FINANCIAL LLC
October 20, 1998 - August 28, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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