RO
Ray R. Olson
KESTRA ADVISORY SERVICES
Richmond, VA 23220
Some features on this profile are disabled
CRD#: 3125979
RO
Professional summary
Ray Ryan Olson JR is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Richmond, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Richmond, Virginia.
Ray is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ray has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Ray Olson, LLC Investment Related: Yes Address: 13803 Village Mill Drive, Suite 300 Midlothian VA 23114 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 1/1/1998 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Investment Management Financial Planning Financial AdvisorBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 7/12/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor RepresentativeBusiness Name: Ray Olson Investment Related: No Address: 13803 Village Mill Drive Suite 300 Midlothian, VA VA 23114 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell insuranceBusiness Name: Board Member for Eagle Court HOA Investment Related: No Address: PO Box 302 Nellysford VA 22958 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 10/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: biannual meeting
CRS (Client Relationship Summary) - RIA
Click below to view Ray Ryan Olson JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2201 West Broad Street Suite 205, Richmond, VA 23220RIA
CRD#: 283330
Richmond, VA
Current
July 21, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2201 West Broad Street Suite 205, Richmond, VA 23220BD
CRD#: 42046
Richmond, VA
Past
May 13, 2016 - July 27, 2016
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
MIDLOTHIAN, VA
Past
May 13, 2016 - July 27, 2016
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
MIDLOTHIAN, VA
Past
January 25, 1999 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MIDLOTHIAN, VA
Past
October 1, 1998 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MIDLOTHIAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/21/2016)
RR
Colorado(7/21/2016)
RR
Florida(7/21/2016)
RR
Georgia(7/21/2016)
RR
Illinois(7/21/2016)
RR
Maryland(7/21/2016)
RR
Massachusetts(8/2/2017)
RR
Minnesota(7/21/2016)
RR
New Hampshire(7/21/2016)
RR
New Jersey(7/21/2016)
RR
New York(8/4/2016)
RR
North Carolina(7/21/2016)
RR
Pennsylvania(4/21/2025)
RR
South Carolina(7/21/2016)
RR
Tennessee(1/22/2020)
RR
Virginia(7/21/2016)
IAR
Virginia(7/21/2016)
RR
Washington(6/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Richmond, VA 23220TRUST BUT VERIFY
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