Michael J. Richardson
Professional summary
Michael John Richardson is a registered financial advisor currently at RICHARDSON FINANCIAL, INC. located in New Braunfels, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2011 - Present
RICHARDSON FINANCIAL, INC.
January 18, 2011 - November 23, 2011
BARRINGTON FINANCIAL ADVISORS, INC.
July 26, 2006 - May 25, 2010
DANIEL FRISHBERG FINANCIAL SERVICES, INC.
July 11, 2005 - May 11, 2006
EAGLE STRATEGIES LLC
April 8, 2005 - May 4, 2006
NYLIFE SECURITIES LLC
October 22, 1998 - January 14, 2005
USAA INVESTMENT SERVICES COMPANY
October 20, 1998 - January 14, 2005
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2011)
Exams
Current Firm
RICHARDSON FINANCIAL, INC.
CRD#: 159249 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 14,490,000 |
Red Flags
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