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Edward F. Snyder

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CRD#: 3125808
ES

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Francis Snyder, who also goes by Edward Snyder, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1998. Edward had worked at 6 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edward Snyder

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 30, 2013 - January 23, 2020

CHARTER EQUITY RESEARCH, INC.

RIA
CRD#: 166416
COLORADO SPRINGS, CO
Past

November 26, 2003 - November 28, 2012

LAMON & STERN, INC.

BD
CRD#: 10839
ATLANTA, GA
Past

May 1, 2001 - October 24, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 5, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

February 1, 2000 - February 5, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

May 5, 1999 - February 1, 2000

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA
Past

November 5, 1998 - April 30, 1999

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/8/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CE
CHARTER EQUITY RESEARCH, INC.
CHARTER EQUITY RESEARCH, INC.

CRD#: 166416 / SEC#:

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Contact information


Main Address
6 South Tejon Street Suite 650, Colorado Springs, CO 80903
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHARTER EQUITY RESEARCH, INC.

CRD#: 166416

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