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ST

Sheri A. Thompson

LEVEL FOUR FINANCIAL
Dallas, TX 75251
Some features on this profile are disabled
CRD#: 3125691
ST

Professional summary

Sheri Allison Thompson, who also goes by Sheri Allison Kuebler, Sheri Allison Kuebler, Sheri Allison Meyer, is a registered financial professional currently at LEVEL FOUR FINANCIAL, LLC located in Dallas, Texas.

Sheri is registered as a RR (Registered Representative) and started their career in finance in 1998. Sheri has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sheri Allison Kuebler | Sheri Allison Kuebler | Sheri Allison Meyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sheri Allison Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2024 - Present

LEVEL FOUR FINANCIAL, LLC

Office #1: 12400 Coit Road Suite 100, Dallas, TX 75251
BD
CRD#: 25700
Dallas, TX
Past

April 27, 2022 - May 4, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
PLANO, TX
Past

December 14, 2018 - August 28, 2020

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

June 2, 2011 - March 26, 2018

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

December 15, 2010 - June 1, 2011

GRIFFIN CAPITAL SECURITIES, LLC

BD
CRD#: 37739
EL SEGUNDO, CA
Past

June 8, 2010 - November 12, 2010

CETERA ADVISORS LLC

RIA
CRD#: 10299
BEDFORD, TX
Past

February 25, 2010 - November 12, 2010

CETERA ADVISORS LLC

BD
CRD#: 10299
BEDFORD, TX
Past

November 13, 2007 - December 31, 2008

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

June 26, 2006 - November 21, 2007

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

December 1, 2004 - April 26, 2006

BOK FINANCIAL SECURITIES, INC.

RIA
CRD#: 17530
DALLAS, TX
Past

December 1, 2004 - April 26, 2006

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
DALLAS, TX
Past

November 12, 2003 - December 1, 2004

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

September 25, 2002 - October 23, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
SAN ANTONIO, TX
Past

September 25, 2002 - October 23, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

January 31, 2001 - September 25, 2002

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

March 29, 1999 - June 15, 2000

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

December 16, 1998 - March 18, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

December 16, 1998 - March 18, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/5/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/19/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/26/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LF
LEVEL FOUR FINANCIAL, LLC
BURTON, BUSBY & CO., INC. | MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADV | LEVEL FOUR FINANCIAL, LLC | LEVEL FOUR FINANCIAL | J.ROE BURTON & CO. INC. | J. ROE BURTON & CO. INC. | HARBOR FINANCIAL SERVICES, LLC | HARBOR FINANCIAL SERVICES | HARBOR FINANCIAL

CRD#: 25700 / SEC#: 801-65811, 8-41965

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
12400 Coit Road 11 North Water Street, Ste 21290, Mobile, AL 36602
Mailing Address
12400 Coit Road Suite 700, Dallas, TX 75251
Phone number
(866) 834-1040
Established
Alabama since 01/22/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
LEVEL FOUR GROUP, LLCMEMBER
HOPKINS, THOMAS JOHNFINOP1835087
MILLER, KIMBERLY KAYCHIEF COMPLIANCE OFFICER, AMLCO4175240
TOMES, EDMON JACOBCHIEF EXECUTIVE OFFICER3181660
WHITEHEAD, MARC SCOTTPRESIDENT3059786

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700Dallas, TX 75251

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