John D. Fenimore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Fenimore was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2014 - May 14, 2015
JOSEPH STONE CAPITAL L.L.C.
February 19, 2010 - July 29, 2014
AEGIS CAPITAL CORP.
July 29, 2003 - March 2, 2010
GUNNALLEN FINANCIAL, INC
January 9, 2002 - July 30, 2003
EKN FINANCIAL SERVICES INC.
March 1, 2001 - January 22, 2002
JOSEPH GUNNAR & CO. LLC
April 29, 1999 - March 16, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
March 24, 1999 - April 15, 1999
GLOBAL CAPITAL SECURITIES CORPORATION
March 5, 1999 - April 13, 1999
AMERIVET SECURITIES, INC.
January 29, 1999 - March 8, 1999
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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