Anthony M. Stough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Mark Stough, who also goes by Mark Anthony Stough, Mark Stough, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2010 - May 29, 2014
JHS CAPITAL ADVISORS, LLC
August 26, 2010 - May 29, 2014
JHS CAPITAL ADVISORS, LLC
February 17, 2010 - July 1, 2010
GIRARD SECURITIES, INC.
June 2, 2005 - March 5, 2010
QA3 FINANCIAL LLC
June 1, 2005 - March 5, 2010
QA3 FINANCIAL CORP.
November 13, 2003 - June 2, 2005
TRUIST INVESTMENT SERVICES, INC.
November 13, 2003 - June 2, 2005
TRUIST INVESTMENT SERVICES, INC.
November 16, 1998 - November 26, 2003
UBS FINANCIAL SERVICES INC.
November 10, 1998 - November 26, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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